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12 Apr 2014, 8:05 pm
Via American Banker: “The Federal Financial Institutions Examination Council said Thursday that it expects “financial institutions to incorporate patches on systems and services, applications, and appliances using OpenSSL and upgrade systems as soon as possible to address the vulnerability. [read post]
10 Nov 2014, 7:56 am
The letter from the NYDFS is emblematic of an increasing level of attention by regulators on third party service providers of financial institutions. [read post]
9 Jun 2014, 2:39 pm
A thoughtful vendor management/contracting strategy can mitigate a financial institution's risk by incorporating UDAAP obligations into its service provider contracts and sensibly allocating the risk between the parties. [read post]
5 May 2016, 1:00 pm
The Federal Financial Institutions Examination Council (FFIEC) has issued new guidance to its examiners regarding mobile financial services (MFS), which includes mobile banking and mobile payments. [read post]
25 May 2011, 2:43 am
Despite the identity of the involved marks, the Board reversed a Section 2(d) refusal to register the mark HOMER for financial engineering software and services for institutions, accredited investors, governments, hedge funds, and bankers, finding it not likely to cause confusion with the same mark registered for "savings and loan financial services. [read post]
6 Jul 2022, 9:07 am
In this article we: explore the implications for financial institutions of bribery issues, including the recent rise in civil disputes arising out bribery issues; summarise mitigation steps in relation to ABC risk areas for financial institutions (incorporating the findings of our recent survey on ABC compliance programmes); and explain the importance of conducting a risk assessment and putting in place a risk-based compliance programme. [read post]
4 Apr 2019, 10:43 am
On April 2, 2019, the FDIC issued Financial Institution Letter FIL-19-2019 (the “Letter”) to remind financial institutions about certain contractual provisions and other requirements pertaining to technology service provider contracts. [read post]
25 Sep 2014, 4:20 pm
CRS – Systemically Important or “Too Big to Fail” Financial Institutions. [read post]
24 Jan 2022, 4:08 am
Since the pandemic began in March 2020, there has been a rise in fraudulent behaviour as fraudsters look to take advantage of members of the public and financial institutions (FIs). [read post]
21 Oct 2009, 3:08 pm
The model notice incorporates financial institutions' required disclosures pursuant to Section 503 of the GLBA. [read post]
21 Apr 2022, 9:01 pm
U.S. financial regulators have indicated that they are increasingly focused on incorporating climate risks into their regulatory and supervisory practices. [read post]
2 Sep 2021, 12:18 pm
The Guidance was intended to set regulatory expectations for financial institutions offering Internet-based financial services to both commercial and consumer customers. [read post]
21 Oct 2009, 10:08 am
The model notice incorporates financial institutions’ required disclosures pursuant to Section 503 of the GLBA. [read post]
1 Aug 2022, 3:53 am
In this post, we summarise emerging litigation and investigations trends and their practical implications for financial institutions (FIs). [read post]
21 Jun 2018, 6:56 am
Not long ago, financial technology (FinTech) startups were all seeking to disrupt the market for financial services and compete directly with financial institutions (FIs) for customers. [read post]
9 Nov 2009, 12:47 am
On October 27, 2009, the House Financial Services Committee and the Treasury Department released draft legislation, titled the Financial Stability Improvement Act of 2009 (the “Bill”), to address systemic risk issues, particularly in connection with financial institutions that are considered “too big to fail. [read post]
12 Oct 2009, 5:00 am
We take some time to examine the recent actions of the United Kingdom’s Financial Services Authority (FSA). [read post]
28 Aug 2011, 9:40 am
GAAP is retained as the statutory basis for financial reporting and is the vehicle for incorporating IFRS. [read post]
22 Jan 2023, 9:01 pm
Given the increasing focus on scenario analysis, in 2023, financial institutions should continue to explore the feasibility of incorporating scenario analysis into their climate-related risk assessment and management tools. [read post]
7 Nov 2023, 9:01 pm
For example, when providing services to banks or other regulated financial institutions, non-bank financial institutions may be subject to certain data breach notification requirements imposed on bank service providers by banking regulators that incorporate different standards as to when notification is required. [read post]
